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Rules of the road for registered representatives : a guide to securities compliance / Thomas R. Keyes, David S. Miller

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    KF1071
    .K49 1991
     
    428891 (Shelf),D47
    Keyes, Thomas R

         Rules of the road for registered representatives : a guide to securities compliance. - New York , 1991.

         xvii, 391 p. : ill. ; 23 cm.

         ISBN 0137703147.
         
         1. Brokers - United States - Legal status, laws, etc. 2. Brokers - United States 3. Securities - United States.I. Miller, David Stuart II. Title
         Library : UiTM Shah Alam
    Accn No.Item StatusAdd IdLocationSMDItem Category
    428891ShelfPERPUSTAKAAN UNDANG-UNDANG TAR(PUU)(D47) - CONTRACTS.MARKETING OF SECURIRAK TERBUKA (OPEN SHELVES)

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